Position: Trading Service Associate
Department: Wealth Management Marketing
Overview:
As part of the dynamic trade team, the Trading Service Associate acts as a liaison between advisors, internal staff, custodians, and external technology vendors to facilitate various trade related tasks. Responsibilities include confirming execution of all transitions, taking trade related calls/emails, resolving trade restrictions, and conducting platform training. If you are interested in learning about all aspects of the trading process this job could be perfect for you!
What you'll do:
- Receive, review, and follow up on pending trade tickets from advisors
- Buy and sell equities through order management system
- Assist with pre-trade cost basis evaluations
- Assist with daily exception reports
- Analyze trends of failed trades or money movements; identify missing or incorrect instructions, or system limitations
Experience you'll bring:
- 1-3 years of experience in banking, financial services, or accounting
- Positive attitude while providing extraordinary customer service to Advisors, Custodians, and internal staff
- Strong organizational skills: capacity to manage a heavy workload while navigating a variety of tasks in an everchanging environment
Bonus Points:
- 1 year of Brokerage/RIA industry experience
- Series 65 license (ability to obtain within the first 6 months of employment)
- Previous experience working with Orion
What you'll get:
- Amazing benefits including medical, dental, vision and 401k (with matching options)
- Generous PTO package upon your start date
- Access to an on-site cafe, gym and primary care
- Continuous personal and professional development opportunities
- Recognition for hard work & exemplary performance
Who We Are:
Advisors Excel is a fast paced, innovative company that seeks to service independent financial advisors in a multitude of areas within their business. From operational functions, to sales and marketing, our end goal is to help continually grow advisors' businesses nationwide. We thrive on watching them succeed. Not only does AE want to see the success of our advisors, but also our employees. We have high expectations from them to continually move our business forward. We are on the hunt for positive people who thrive on hard work and in a collaborative team environment. If this sounds like you, then what are you waiting for? We want you to join our team!
Advisors Excel is an Equal Employment Opportunity Employer. Everyone is welcome here - as an inclusive workplace, our employees are always comfortable bringing their true selves to our offices daily.
Advisors Excel
401(k)
Dec 22, 2024